[Skip to Content]
DOT Logo
U.S. Department
of Transportation

Pipeline Safety Stakeholder Communications

Pipeline Safety Connects Us All

Kentucky Enforcement Program

Operator compliance with state and federal pipeline safety regulations is monitored through a comprehensive inspection and enforcement program. The program is comprised of field inspections of operations, maintenance, and construction activities; programmatic inspections of operator procedures, processes, and records; incident investigations and corrective actions; and through direct dialogue with operator management. The agency or agencies below work in partnership with the federal Pipeline and Hazardous Materials Safety Administration (PHMSA) to assure pipeline operators are meeting requirements for safe, reliable, and environmentally sound operation of their facilities. The tables below provide a summary of probable violations discovered and compliance actions taken by the agency(ies) as a result of these activities. These data are reported annually as part of the state's annual pipeline safety program certification or agreement to PHMSA. Information on enforcement actions taken by PHMSA is available at the Pipeline Safety Enforcement Program homepage.

These tables provide a summary of probable violations identified and corrected during each year. Probable violations are alleged non-compliances with pipeline safety regulations. Although state enforcement procedures vary, operators are provided an opportunity to respond to these alleged non-compliances and defend their actions as part of resolving each case. Separate tables are provided for hazardous liquid and gas pipeline oversight. (A)

Gas: Probable Violations: 2001-2015 (1)
Year Number Found During Year Number Submitted to DOT for Action Number Corrected During Year
KENTUCKY PUBLIC SERVICE COMMISSION
2001 78 N/A 88
2002 86 N/A 144
2003 114 N/A 121
2004 109 N/A 103
2005 39 N/A 42
2006 88 N/A 70
2007 241 N/A 190
2008 320 N/A 348
2009 256 N/A 213
2010 137 N/A 186
2011 112 N/A 125
2012 153 N/A 109
2013 87 N/A 65
2014 112 N/A 130
2015 106 N/A 88
Hazardous Liquid: Probable Violations: 2001-2015 (1)
Year Number Found During Year Number Submitted to DOT for Action Number Corrected During Year
KENTUCKY PUBLIC SERVICE COMMISSION
2007 0 0 0
2008 0 0 0
2009 1 1 1
2010 0 0 0

Number Found During Year: The number of new probable violations identified during the calendar year through inspections, investigations, and other means.

Number Submitted for DOT Action: The number of probable violations that are referred to PHMSA for Federal enforcement. Compliance actions may be referred to PHMSA in situations where the state pipeline safety program is not certified to take enforcement action on certain intrastate pipelines. For example, some states do not have enforcement authority of municipal pipeline systems. Furthermore, some state pipeline safety programs are authorized by PHMSA to inspect interstate pipelines on PHMSA's behalf as Interstate Agents. In these situations, any probable violations identified by Interstate Agents must be referred to PHMSA for enforcement.

Number Corrected During Year: The number of probable violations that were satisfactorily corrected during the calendar year. These could be violations identified in the current year as well as violations that were carried over from previous years. Violations are satisfactorily resolved when the operator provides evidence and satisfies the agency that the non-compliances have been properly addressed and corrected.

A compliance action is an action or series of sequential actions taken to enforce pipeline regulations. One compliance action can cover multiple probable violations. A compliance action may take the form of a letter warning of future penalties for continued violation, an administratively imposed monetary sanction or order directing compliance with the regulations, an order directing corrective action under hazardous conditions, a show-cause order, a criminal sanction, a court injunction, or a similar formal action. This table provides the number of compliance actions taken by the state agency in each year. It also provides the number and amount of civil penalties that were assessed each year to pipeline operators and the number and amount of civil penalties that were collected each year from operators. Because there are occasions where a civil penalty is assessed in one year but not collected until a following year, the amount assessed and collected in a given year may not always be the same. (A)

Gas: Compliance Actions: 2001-2015 (1)
Year Compliance Actions Taken Number of Penalties Assessed Dollars Assessed Number of Penalties Collected Dollars of Penalties Collected
KENTUCKY PUBLIC SERVICE COMMISSION
2001 40 5 85,000 5 11,500
2002 31 2 27,500 2 27,500
2003 48 2 5,500 3 7,500
2004 48 1 10,000 1 2,500
2005 22 0 0 0 0
2006 22 0 0 0 0
2007 66 0 0 0 0
2008 80 0 0 0 0
2009 75 0 0 0 0
2010 48 1 170,000 1 10,000
2011 39 0 0 0 0
2012 50 0 0 0 0
2013 28 1 125,000 2 126,500
2014 40 1 1,000 1 1,000
2015 36 0 0 0 0
Hazardous Liquid: Compliance Actions: 2001-2015 (1)
Year Compliance Actions Taken Number of Penalties Assessed Dollars Assessed Number of Penalties Collected Dollars of Penalties Collected
KENTUCKY PUBLIC SERVICE COMMISSION
2001 0 0 0 0 0
2002 0 0 0 0 0
2003 0 0 0 0 0
2004 0 0 0 0 0
2005 0 0 0 0 0
2006 0 0 0 0 0
2007 0 0 0 0 0
2008 0 0 0 0 0
2009 1 0 0 0 0

Notes

  1. Some states do not have programs for both gas and hazardous liquid pipelines. Thus enforcement data is not shown when the state has no corresponding program. Alaska and Hawaii have neither a gas nor hazardous liquid pipeline safety programs. When a state has no program, oversight is provided by PHMSA.

Sources

  1. Federal State Tracking and Reporting web application (FedSTAR) as of March 31, 2016 for states with active PHMSA certification and/or agreement. NOTE: New Hampshire's (NH) data for the years 2005 through 2015 as of October 30, 2017.

For comments and questions on the enforcement information presented on this site, please send us feedback.

Feedback | Information Highlights | Privacy Policy | Accessibility Policy | ©2005-2017 PHMSA | DOT Home | PHMSA Home | PSA Forum | Adobe Reader | Generated: 11/13/17 05:52:37 PM